Statewide Disaster Medical Standards Development Project

 

 

Final Report

 

August 21, 2000

 

 

 

 

 

 

 

 

 

 

Submitted by:

 

Doug Buchanan, Deputy Director

Project Coordinator

 

Calvin Freeman

Project Consultant

 


Acknowledgements

 

Steering Committee

 

MEMBER                                AGENCY                       

Dave Abbott                                        State DHS                                    

Yolanda Baldovinos                              Alameda Co HCSA                                   

Doug Buchanan                                    Mountain Valley EMS Agency

John Celentano, MD                             Los Angeles Co EMS Agency

Paul Garrett                                         Yolo Co. Health Department

Jeff Gidley                                           California EMS Authority

Herbert Giese, MD                                Nevada Co. Health Officer

Darlene Isbell                                       Los Angeles Co. EMS Agency

Art Lathrop                                         Contra Costa EMS Agency

Linda Pryor                                         State OES

Jeff Rubin                                            California EMS Authority

Glennah Trochet, MD                           Sacramento Co. DHHS

Steve Andriese                                     Mountain Valley EMS Agency

Diane Evans                                        Santa Cruz Co. Dept. of Env Health

Wendi Dodgin                                     State OES

Dave Herfindahl, MD                            Siskiyou Co Health Department

B.A. Jinadu, MD                                 Kern Co. Dept of Public Health

Michael Osur                                       Riverside Co. EMS Agency

Constance Perett                                   Los Angeles Co OES

John Pritting                                       Imperial Co EMS Agency

 

                                                                 Advisory Group

 

MEMBER                                AGENCY                        REPRESENTING

Kim Zagaris,  Asst.  Chief                      Governor's OES                             State OES

Bob Petrucci, Disaster Spec.                   Santa Clara EMS Agency                 EMSAAC Multi-county LEMSAs

Dorel HarmsCalifornia                           Healthcare Assoc.                           Hospital Industry

David Herfindahl, MD                           Siskiyou  County Health Dept.         CCLHO

Steve Tharratt, MD                               Sacramento County EMS                 EMDAC

David G. Jones                                    Fresno, Kings, Madera EMS            MSAAC Rural LEMSAs

Steven C. Wood                                  San Diego County EMS                  EMSAAC Urban LEMSAs

Barbara Center                                     Region II RDMHS                         RDMHCs

Nancy LaPolla                                     Santa Barbara County EMS              EMSAAC Suburban LEMSAs

Carl Schultz, MD                                 CAL/ACEP                                   Emergency Physicians

Sherlene Stepp                                     ENA                                            Emergency Nurses

(Invited)                                              CAA                                            Ambulance Industry

(Invited)                                              FIRESCOPE                                 Fire Service

Dave Abbott                                        State DHS                                     Public and Env Health

 

Project Staff

 

MEMBER                                AGENCY                        POSITION

Jeff Gidley                                           State EMS Authority                      Project Director

Doug Buchanan                                    Mountain-Valley EMS Agency         Project Coordinator

Calvin Freeman                                    Calvin Freeman & Associates           Project Consultant

 

 


TABLE OF CONTENTS

 

Acknowledgements

 

 i

Executive Summary

iii

 

 

 

 

 

 

Introduction

 

1

Section 1: Project Background and Rationale

2

Standards Development Process

2

Project Steering Committee and Advisory Group

3

Priority Setting

4

Project Products

 

4

Section 2: Project Conceptual Framework

5

Introduction

5

Medical and Health Function Descriptions

6

Assignment of Functions to LEMSA

8

Overall LEMSA Disaster Responsibilities

9

Role of County Health Officer

10

Role of the Medical/Health Operational Area Coordinator

10

Proposed Legislation

 

11

Section 3: Draft Standards

12

Introduction

12

Function 1: Assess Immediate Medical Needs and Initiate Response

12

Function 2: Manage Disaster Medical and Health Resources

14

Function 3: Manage Patient Distribution/Evacuation

15

Function 4: Support Hospital Emergency Services

15

Function 5: Support the Provision of In-Hospital Care

16

Function 6: Support Out-of-Hospital Care

17

Function 7: Manage Medical Transport

17

Function 8: Coordinate Pre-Hospital Emergency Services

17

Function 9: Support Temporary Field Treatment Sites

 

18

Section 4: Oversight Organization

 

19

Appendices:

20

A:         Disaster Medical System Functions and Elements

21

B:         Glossary of Terms

24

C:         Survey of Local EMS Agencies – 1999 Summary of Results

 

29

TABLES

 

Table 1:  Disaster Medical and Health Function and Descriptions

6

Table 2:  LEMSA Disaster Functions

9

Table 3:  Government Response/Cooperative Assistance Standards

12

Table 4:  Hospital Related Standards

15

Table 5:  Field Response Standards & Proposed Regulations

17


 

Executive Summary

 

In cooperation with the EMS Administrators Association of California, Mountain-Valley EMS Agency began a project in July 1999, funded by the state EMS Authority, to develop disaster medical system standards to assist local EMS agencies (LEMSAs) in the development of  local response plans.  A multi-disciplinary Steering Committee and Advisory Group were formed from local, regional, and state representatives, as well as many stakeholder groups from throughout the state. 

 

The committee identified 18 medical and health functions for which local government currently has primary or significant responsibility:

 

1.    Assessment of Immediate Medical Needs*

2.    Health Surveillance and Epidemiology

3.    Disaster Medical and Health Resources *

4.    Manage Medical Transport *

5.    Manage Patient Distribution/Evacuation*

6.    Coordinate Pre-Hospital Emergency Services*

7.    Support Hospital Emergency Services*

8.    Support the Provision of In-Hospital Care*

9.    Support Out-of-Hospital Care*

10. Support Temporary Field Treatment Sites*

11. Food Safety

12. Manage Exposure to Hazardous Agents

13. Mental Health

14. Medical and Health Public Information

15. Vector Control

16. Potable Water

17. Waste Management

18. Communicable Disease Control

 

Since the scope of this project was to provide assistance to local EMS agencies, the group further identified the nine functions, identified with an (*) in bold type above, as areas for which local EMS agencies have some level of responsibility for preparedness, response, or recovery.

 

Project staff then grouped these functions into three categories for purposes of planning and development: (1) Government/Cooperative Assistance, (2) Hospital Support, and (3) Field Response. These functions were then further broken down into multiple elements, based upon a statewide survey of LEMSAs.

 

Both the Steering Committee and Advisory Group agreed that there was a need for a single point for medical and health disaster plans within each county, and proposed the need to assist local medical and health officials to seek legislation which would list the eighteen functions and name the Health Officer or designee as having primary oversight responsibility.  The project has also  developed draft regulations and guidelines to assist LEMSAs with implementation.

 

Representatives from various local and state agencies have unanimously recommended that the Department of Health Services undertake a similar project to assist local public and environmental health officials to establish statewide standards and guidelines and that an oversight body or bodies be created to maintain and update the statewide medical and health standards.

 

Project staff have recently submitted a request for second year funding in order to continue to work with local and state organizations to finalize the regulatory processes, and also to provide training and training standards for local disaster medical services personnel.


Introduction

 

 

·       In July 1999, the California EMS Authority made a grant to the Mountain Valley EMS Agency to undertake a project to develop disaster medical standards for local Emergency Medical Services agencies (LEMSAs).  This Final Report provides EMS System stakeholders and constituents with a summary of the Project’s progress during its first year of funding. 

 

These results represent the combined efforts of the project’s Steering Committee, Advisory Group, staff, and consultant since July 1999. 

 

The report is organized into the following sections:

 

·       Introduction

 

·       Section 1: Project Background and Rationale

 

·       Section 2: Project Conceptual Framework

 

·       Section 3: Draft Standards

 

·       Section 4: Oversight Organization Issues

 

·       Appendices:

 

A:      Disaster Medical System Functions and Elements

B:      Glossary of Terms

C:       Survey of Local EMS Agencies – 1999 Summary of Results

 

 

 

 


Section 1:    Background

 

In early 1999, the Mountain-Valley EMS Agency undertook a survey of local EMS agencies throughout California.  A summary of the survey results is included as Appendix C of this report. Of the 32 local EMS agencies surveyed, 25 responded.  Survey responses indicated a lack of standardization in the following significant areas:

 

·       Only 60% of respondents have patient distribution systems consistent with neighboring jurisdictions.

·       More than half of responding jurisdictions do not have formal plans for requesting and dispatching out-of-area ambulances.

·       Almost 1/3 of respondents have not completed developing provisions for providing medical situation status reports to the state.

·       Only 40% of respondents indicated that their plans contain criteria regulating the categories of triaged patients receiving facilities should receive.

·        Twenty per cent of respondents do not have a formal process for ordering resources.

·       About half of responding LEMSAs have separate plans for disasters and multiple casualty incidents.

 

The results of the survey coupled with the experience of disaster medical planners throughout California clearly demonstrate that (1) many jurisdictions have not completed development of comprehensive disaster medical plans and (2) response systems are not sufficiently compatible in critical areas where cross-jurisdictional responses require coordination.

 

The experience of response agencies following the Loma Prieta Earthquake of 1989 and the Oakland Hills Fire of 1991 demonstrates the potential communications, organizational, and operational crises that a lack of standards can produce. Recent events, such as the floods of 1995 and 1996 and the flu epidemic of the winter of 1998, indicate a continuing need for standardized disaster medical systems in California.

 

The Standards Development Process

 

The purpose of the project was to develop a set of standards for LEMSAs, resulting in the establishment of effective and standardized disaster medical systems throughout California.  The project also addressed the creation of an organization and process for the maintenance of the standards.  The term “disaster medical systems” refers to the plans, policies, practices, procedures and management systems undertaken by government, voluntary and private sector organizations, and agencies to minimize the loss of life and suffering and ensure the protection of people and the healthcare infrastructure following disasters. 

 

Project Steering Committee and Advisory Group

 

The framework for the standards development process was established by the project Steering Committee, while an Advisory Group assisted with the development of specific standards.  The Steering Committee was appointed jointly by the California Emergency Medical Services Authority and Department of Health Services.  Its members represent the primary disciplines and stakeholder organizations involved in the development and implementation of disaster health and medical systems in California.  It laid the foundation for this project by:

 

1)    Reaffirming the role of counties in preparedness, response, and recovery from disasters with severe medical and health consequences.

2)    Identifying and defining the eighteen medical and health functions that local jurisdictions should address to develop comprehensive disaster medical and health systems. 

3)    Designating nine functions for which local EMS agencies should have primary preparedness, response, or recovery (PRR) responsibility.

 

The eighteen medical and health functions, as well as the subset of nine assigned to LEMSAs, are listed and defined in Section 2 of this report.

 
The Advisory Group was appointed jointly by the Project Director and Project Coordinator.  The Advisory Group focused primarily on disaster medical issues.  It provided guidance and technical input in the development of these standards.  Its membership included representatives from the primary disciplines and stakeholder organizations throughout the state involved in the development and implementation of disaster medical systems. 

 

The Advisory Group organized the nine functions for which LEMSAs have primary responsibility into the following broad categories in order to facilitate its work: 

 

·       Government Response/ Cooperative Assistance Functions

·       Hospital and Other Facility Related Functions

·       Field Response Functions

 

Each function in turn is assigned a group of disaster medical response elements.  These elements represent the specific actions or system components required to establish the corresponding function.  System elements also provide sufficient specificity to serve as a basis for the development of standards and proposed regulations.  Functions, elements, and their related standards are displayed in Section 3 below.

 


Priority Setting

 

The Advisory Group recognized that the project would not be able to develop standards for all elements in a single year and that for many elements local flexibility was more appropriate than statewide standardization.  It applied the following criteria for setting priorities for standardization:

.

·       The importance of the element for meeting an acceptable standard of performance for a jurisdiction's disaster medical system.

·       The importance of the element in promoting a coordinated inter-jurisdictional response.

·       The existing degree of standardization for the element in California EMS systems.

·       The availability of technical and financial resources and government authority for implementation of the standard.

 

In most instances, the Advisory Group achieved consensus on the recommended standard.  For those standards for which full agreement could not be reached, a footnote provides a summary of issues discussed by the Advisory Group.

 

It is important to note that at the time of this writing there is no parallel effort to develop standards for public, environmental, and mental health functions. 

 

Project Products

 

The primary products of this project are a set of disaster medical standards for LEMSAs.  The development of standards, in and of itself, is not sufficient to create the system improvements envisioned by this project.  To maximize the implementation of these standards by LEMSAs, the Advisory Group recommended:

 

·       Developing legislation that establishes the framework for local disaster medical and health systems and defines organizational and leadership responsibilities.

·       Promulgating regulations that codify the standards for LEMSAs.

·       Developing guidelines, descriptions of best practices, training standards, and other tools that will assist LEMSAs to implement the regulatory requirements.

 

 

 

 

 

Section 2:    Conceptual Framework

 

Introduction

 

In virtually every disaster, local government provides the initial response and in most emergencies, the local response is sufficient to meet the needs created by the emergency. While local governments may be supported by State and federal government agencies or by neighboring jurisdictions in major disasters, external assistance does not abrogate local authority.

 

Reviewing the disaster response experience of government and private agencies in California, the Steering Committee identified 18 medical and health disaster functions potentially required to meet the medical and health needs of impacted communities. 

 

For nine of these 18 functions, the Steering Committee determined that LEMSAs are the most appropriate organizational entity for ensuring that systems, policies and procedures necessary for successful preparedness, response, or recovery are in place.  County government may choose, however, to assign these functions to other organizational units or contract with external entities for all or part of the related responsibilities. 

 

The Advisory Group used these functions as the starting point for its work and made some modifications in the LEMSA related functions defined by the Steering Committee to frame the functions in action-oriented language more conducive to standard setting.

 


Medical and Health Function Descriptions

 

Table 1 below lists and defines the 18 disaster medical and health functions identified by the Steering Committee.  It also identifies the nine functions for which LEMSAs have or share a primary responsibility for preparedness, response, or recovery.

 

TABLE 1:      Disaster Medical and Health Function and Descriptions

(Bolded Functions are assigned to local EMS agencies.  Other functions are assigned to Public, Environmental, Mental and other health agencies)

 

Function

LEMSA Primary Responsibility

Description

1.   Assessment of Immediate Medical Needs

Preparedness

Response

Establish a system to (1) provide a rapid evaluation of the acute medical needs immediately following a disaster and the ability of the healthcare infrastructure in the impacted area to meet those needs; and, (2) notify the Disaster Medical/Health Operational Area Coordinator and other entities required to activate a response.

2.   Health Surveillance and Epidemiology

 

An evaluation system designed to provide information about the relative health of the impacted population and to evaluate the potential for public health consequences as a result of the disaster event.  This process is ongoing during the response and recovery phase of disaster operations.

3.   Medical/Health Resources

Preparedness

Response

Identify, mobilize, apply, and deactivate medical and health resources needed for the response to disasters. Resources include medical and health personnel, equipment and supplies acquired from local, regional, state, or federal governments or through contracts and agreements with the private sector. 

4.   Medical Transportion

Preparedness

Response

Recovery

Coordinate medical transport assets including ALS and BLS ambulances, air ambulances and other designated non-emergency medical transport assets.

5.   Patient Distribution/ Evacuation

Preparedness